WebFINRA Public Disclosure also shows that Bice was discharged by prior securities broker dealer, UBS, supported by accusations of the stockbroker engaging in unauthorized transactions. Category Investment and Regulatory News , Non-traded REITs , Overconcentration , Securities Arbitration Claims , Unsuitable Investment … WebApr 12, 2024 · Christopher “Cubby” Bice (CRD#: 3222439) is registered as a broker and financial advisor with Sagepoint Financial, where he has been employed since 2005. Previously, Bice was registered as a broker with …
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WebJan 4, 2024 · The recent complaints allege that Bice made unsuitable recommendations to invest in alternative investments like private placements and real estate investments. Christopher or Cubby Bice has … WebCubby Bice - Experienced Financial Advisor in North Carolina. Based in Mooresville, North Carolina, Cubby Bice has spent more than 17 years as the president of Bice Wealth … WebFINRA Public Disclosure additionally shows that Bice was discharged by a prior securities broker-dealer, UBS PaineWebber, founded on accusations of Bice causing one of his employees to sign a customer’s name on an account document. Since October 31, 2005, Bice has been associated with Sagepoint Financial as a stockbroker and investment ... hills bowling assoc